Crowdfunding has been a buzzword for a significant period of time, but not involving equity or debt securities in Colorado.…
by Candace Cole Figa When a developer is building a shopping center, office building, or parking garage, city or county…
By Stephen H. Leonhardt, Scott A. Clark and Alix L. Joseph High Plains A&M LLC filed two almost identical applications…
On July 10, 2013, the Securities and Exchange Commission (the “SEC”) adopted final rules governing the use of general solicitation…
By Herrick K. Lidstone, Jr. and Colleen R. Belak As an investor, how do you distinguish a great investment opportunity…
A company classified as a “foreign private issuer” under the U.S. securities laws enjoys certain advantages in that it is…
The Securities and Exchange Commission and the Colorado Securities Commissioner have historically taken a very broad view towards the broker-dealer…
The Depository Trust Company (“DTC”) is a depository for securities and facilitates electronic trading in the United States. Learn more…
by J. Kemper Will In the Fall 2003 edition of Briefly, Scott Clark wrote about “Expect[ed] New Standards for Due…
by J. Kemper Will New rules related to buying contaminated property are now final. Both EPA and the American Society…